As filed with the Securities and Exchange Commission on October 11, 2018
Registration No. 333-210673
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________________
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
________________
TERRA TECH CORP. |
(Exact name of registrant as specified in its charter) |
Nevada |
| 26-3062661 |
(State or other jurisdiction of incorporation or organization) |
| (I.R.S. Employer Identification Number) |
________________
2040 Main Street, Suite 225
Irvine, California 92614
(855) 447-6967
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
________________
Derek Peterson
President and Chief Executive Officer
Terra Tech Corp.
2040 Main Street, Suite 225
Irvine, California 92614
(855) 447-6967
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Randolf W. Katz, Esq.
Baker & Hostetler LLP
600 Anton Boulevard, Suite 900
Costa Mesa, California 92626-7221
Telephone: (714) 966-8807
Facsimile: (714) 966-8802
Approximate date of commencement of proposed sale to the public: Not applicable. Removal from registration of securities that were not sold pursuant to the above referenced registration statement.
If the only securities being registered on this form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. ¨
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 of the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. x
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and lit the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, please check the following box. ¨
If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, please check the following box. ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer | ¨ | Accelerated filer | x |
Non-accelerated filer | ¨ | Smaller reporting company | ¨ |
Emerging growth company | ¨ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ¨
DEREGISTRATION OF SECURITIES
This Post-Effective Amendment No. 1 (the “Post-Effective Amendment”) relates to the Registration Statement on Form S-3 (No. 333-210673) filed by Terra Tech Corp. (the “Company”) on April 8, 2016 as amended by the Pre-Effective Amendment No. 1 filed by the Company on August 10, 2016 (the “Registration Statement”). The Company is filing this Post-Effective Amendment to withdraw and remove from registration the unissued and unsold shares of the Company’s Common Stock, Preferred Stock, debt securities, warrants, rights, or purchase contracts to acquire any such securities, either individually or in units, issuable by the Company pursuant to the Registration Statement.
In accordance with an undertaking made by the Company in the Registration Statement to remove from registration, by means of a post-effective amendment, any of its securities that remain unsold at the termination of the offering, the Company hereby removes from registration all such securities registered under the Registration Statement that remain unsold as of the date hereof.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing this Post-Effective Amendment to the Registration Statement and has duly caused this Post-Effective Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Irvine, State of California, on the 11th day of October, 2018.
TERRA TECH CORP. | |||
By: | /s/ Derek Peterson | ||
|
| Derek Peterson | |
Chief Executive Officer (Principal Executive Officer) | |||
| By: | /s/ Michael James |
|
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| Michael James |
|
|
| Chief Financial Officer (Principal Accounting Officer and Principal Financial Officer) |
|
Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment has been signed by the following persons in the capacities and on the dates indicated.
Signature |
| Title |
| Date |
| ||||
/s/ Derek Peterson |
| Chief Executive Officer |
| October 11, 2018 |
Derek Peterson |
| (Principal Executive Officer) | ||
| ||||
/s/ Michael A. Nahass |
| President, Chief Operating Officer, Secretary, |
| October 11, 2018 |
Michael A. Nahass | Treasurer and Director | |||
| ||||
/s/ Alan Gladstone |
| Director |
| October 11, 2018 |
Alan Gladstone | ||||
| ||||
/s/ Michael James |
| Chief Financial Officer |
| October 11, 2018 |
Michael James |
| (Principal Accounting Officer and Principal Financial Officer) | ||
| ||||
/s/ Steven J. Ross |
| Director |
| October 11, 2018 |
Steven J. Ross |
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