Form 8-K/A_2024-07-17 true 0001996210 0001996210 2024-05-01 2024-05-01

 

 

 

FORM 8-K/A

 

 

Date of Report (Date of earliest event reported): May 1, 2024

 

 

 

 

Registrant’s telephone number, including area code: (888) 909-5564

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 

 

 

 

Securities registered pursuant to Section 12(b) of the Act:

 

Indicate by check mark whether the registrant is an emerging growth company as defined in in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  ☐

 

If an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

On May 3, 2024, Blum Holdings, Inc. (the "Company") filed a Current Report on Form 8-K disclosing that, on May 1, 2024, the Company, through its wholly-owned subsidiary Blum Management Holdings, Inc. (“Blum Management”), executed a management services agreement with Safe Accessible Solutions, Inc. (the "Management Services Agreement"). On May 7, 2024, the Company filed a Current Report on Form 8-K disclosing that, on May 1, 2024, Blum Management executed an advisory and consulting engagement letter (the "Advisory and Consulting Agreement") with Coastal Pine Holdings, Inc. ("Coastal"). Pursuant to the agreements executed on May 1, 2024, as reported on the respective Form 8-K (the “Initial Filings”), the Company will include the financial results of Safe Accessible Solutions, Inc. and Coastal Pine Holdings, Inc. (together, "Coastal Pines Group") in its consolidated financial statements.

 

This Amendment No. 1 on Form 8-K/A amends the Initial Filings to include the required historical financial statements of Coastal Pines Group and the pro forma financial information required by Items 9.01(a) and 9.01(b) of Form 8-K and should be read in conjunction with the Initial Filings.

 

The pro forma financial information included as Exhibit 99.2 to this Current Report on Form 8-K/A has been presented for informational purposes only, as required by Form 8-K, and does not purport to represent the actual results of operations that the Company and Coastal Pines Group would have achieved had the entities been combined at and during the period presented in the pro forma financial information, and is not intended to project the future results of operations that the combined company may achieve following the transactions.

 

Except as described above, all other information in the Initial Filings remains unchanged.

 

 

(b) Pro Forma Financial Information.

 

The following unaudited pro forma financial information is filed as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference:

 

 

(d) Exhibits.

 

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.